Guest Essayist: Scot Faulkner


Admitted June 20, 1863 by ratifying the U.S. Constitution, West Virginia became the thirty-fifth state. The West Virginia State Constitution in current use was adopted in 1872.

The origins of West Virginia, its current challenges, and its political dynamics are all embodied in a unique case decided by the U.S. Supreme Court in 1870.

In Virginia v. West Virginia, 78 U.S. 11 Wall. 39 39 (1870) 78 U.S. (11 Wall.) 39 two counties demanded to be reinstated into Virginia.  The Court ultimately prevented Berkeley and Jefferson Counties from returning to Virginia.  In the process, the Civil War and the battlefield origins of West Virginia were reviewed in detail.  Three Justices dissented, asserting that the birth of West Virginia was chaotic and violated the rights of local citizens in the Eastern Panhandle.

The three judge dissent reveals origins of the state’s current political tensions.  Citizens in the Eastern Panhandle continue to agitate against the highly centralized state government.

Virginian political leaders initiated a process to secede from the Union in January 1861.  As a Commonwealth, Virginia gave deference to county representation.  Initially, the 152 delegates were solidly pro-Union.  However, old regional rivalries surfaced.

Delegates from the western counties of Virginia raised the issue of unequal political power with the eastern sections of the state.  This east-west divide had been simmering since the Virginia Constitutional Convention of 1829.  That State Constitution required a property qualification for voting. This disenfranchised many yeoman farmers in the more mountainous western counties. It also embraced counting slaves on a three-fifths basis for apportioning representation. Every county beyond the Alleghenies, except one, rejected the 1829 constitution, which still passed with overwhelming eastern support. The issue of regional inequality erupted again during the Virginia Constitutional Convention of 1850-1851.

On the morning of April 12, 1861, Confederate cannons opened fire on Fort Sumter in Charleston, South Carolina. After the Fort’s surrender on April 13, President Abraham Lincoln issued a call for 75,000 volunteers to forcibly return the rebellious states to the Union.  This was enough for the secession proponents in the Virginia Convention to prevail on April 17, 1861.

A formal vote, by county, was scheduled for May 23, 1861. Secessionists took matters into their own hands and attacked the Federal Arsenal in Harpers Ferry on the evening of April 18.

The Eastern Panhandle became the site for over 60 Civil War Battles.  Local communities descended into chaos as Union and Confederate armies competed for control of this critical north-south gateway.  Some towns changed hands dozens of times.

Pro-Union forces in western Virginia formed a separate state in June 1861.  Former Virginia Governor, and Confederate General, Henry Wise reported that, “The Kanawha Valley is wholly traitorous…You cannot persuade these people that Virginia can or ever will reconquer the northwest.”

Early in the Civil War, Union forces solidified control of northern Virginia (Arlington, Alexandria, and Fairfax). President Lincoln and the U.S. Congress merged this Unionist beachhead with the western counties as the “free” state of Virginia.

On August 20, 1861, President Lincoln empowered this military-backed civilian entity to establishment the separate state of West Virginia from the pro-Union western counties that opted-out of the Secession Convention.

A “free” state convention met in Wheeling, November 26, 1861, and drafted the “Constitution of West Virginia.”  It designated forty-four counties, “formerly part of the State of Virginia,” to be “included in and form part of the State of West Virginia.” The Counties of Pendleton, Hardy, Hampshire, Morgan, Frederick, Berkeley, or Jefferson were not named as part of the state.

The new West Virginia constitution left open the possibility of adding additional counties:

“if a majority of the votes cast at the election or elections held as provided in the schedule hereof, in the district composed of the Counties of Pendleton, Hardy, Hampshire, and Morgan, shall be in favor of the adoption of this constitution, the said four counties shall be included in and form part of the State of West Virginia, and if the same shall be so included, and a majority of the votes cast at the said election or elections, in the district composed of Berkeley, Jefferson, and Frederick, shall be in favor of the adoption of this constitution, then the three last-named counties shall also be included in and form part of the State of West Virginia.”

Under the terms of this Constitution, an inclusion vote was held on the first Thursday in April 1862 for citizens in the original forty-four counties, and those living in Pendleton, Hardy, Hampshire, and Morgan.

Significantly, no one in the counties of Berkeley, Jefferson, or Frederick voted on the matter, because:

“from the 1st of June, 1861, to the 1st of March, 1862, during which time these proceedings for the formation of a new state were held, those counties were in the possession and under the absolute control of the forces of the Confederate States, and that an attempt to hold meetings in them to promote the formation of the new state would have been followed by immediate arrest and imprisonment.”

A series of laws were passed within the “free” state of Virginia authorizing the military-backed State Legislature to certify popular support for counties being added to the new state of “West Virginia.” On January 31, 1863, the “free” state of Virginia gave consent for the counties of Berkeley and Jefferson to be transferred to the State of West Virginia.  Frederick County, still under Confederate control, remained in the old Virginia.

At the national level, an enabling act was approved by President Lincoln on December 31, 1862 for admitting West Virginia, on the condition that a provision for the gradual abolition of slavery be inserted in the state constitution.

The West Virginia state convention reconvened on February 12, 1863, and passed a new constitution including the abolition provision. The revised constitution was adopted on March 26, 1863.  On April 20, 1863, President Lincoln issued a proclamation admitting West Virginia as the 35th state effective on June 20, 1863.

West Virginians in the eastern panhandle bridled under being forcibly included in a Union state.  Rumors were rampant that the owners of the B&O Railroad engineered their inclusion because they did not want their rail line going through a southern state.  This led to the 1870 Supreme Court decision. As recently as the 1990s, the Mayor of Charles Town, the county seat of Jefferson County, explored reopening the case.

Unlike its origins, West Virginia chose not to be a Commonwealth.  It remains one of the most centralized state governments in America, possibly for maintaining unity among entrenched regional interests.  Only recently did the West Virginia legislature authorize limited home rule for certain municipalities.  The power of counties to control growth and levy impact fees is less than 20 years old.

West Virginia’s turbulent genesis, and its Charleston-centric political power, has led to the state earning a reputation for corruption and incompetence.  “Democrats are controlled by the coal mining unions; Republicans are controlled by the coal mining executives” observed a Republican legislator.

The state is challenged in finding its economic bearings as coal use declines.  It lacks internet access (West Virginia has the worst connectivity of the fifty states, while neighboring Virginia has the best).  Teacher unions and a bloated state bureaucracy make West Virginia one of the most expensive per-student school systems in the country, while consistently placing 49 or 50 in academic achievement.  The state steadily loses population, except for the eastern panhandle and the state Capitol of Charleston.

Except for recent Presidential elections, Democrats dominate the state.  In 2016, Republicans won control of both the House of Delegates and the State Senate for the first time in 82 years.  In Jefferson County, formed in 1803, it took until 2004 for the first Republican Clerk to be elected. The first Republican Jefferson County Prosecuting Attorney was elected in 2018.

Scot Faulkner advises corporations and governments on how to save billions of dollars by achieving dramatic and sustainable cost reductions while improving operational and service excellence. He was the Chief Administrative Officer of the U.S. House of Representatives. He started his Congressional career as an intern for Rep. Don Young (R-AK), then served on the legislative staffs of Rep. Arlan Stangeland (R-MN) and Rep. John Ashbrook (R-OH). Faulkner later served on the White House Staff and as an Executive Branch Appointee.

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1 reply
  1. Publius Senex Dassault
    Publius Senex Dassault says:

    Very interesting essay.

    I now know the State that helps Louisiana and Mississippi finish 48 and 49th versus 50th in so many important State metrics.



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